4 min read
Aug 31, 2023
What is a “Workflow”?
Government Agencies (Ex. Cities, Counties, Utilities, Water & Wastewater Districts, Airport Authorities, School Districts) offer various services to their customers – they allow architects, homeowners, contractors and engineers to submit building construction plans for review, apply for permits, schedule inspections, pay fees, pay property taxes, utility bills, parking tickets etc. Each of these business processes can be defined as a Workflow. The Workflow models the “flow of work” from one person or system to another. This model is also used as common ground between business teams and software development teams during implementation.
Electronic Plan/Document Review, Permitting, Inspections & Licensing Workflows
Plan Review, Planning, Permitting, Inspections & Licensing services departments in Government Agencies typically have several business processes/workflows. For example, a Building construction plan review workflow in a city or county could begin with an Intake step where the application forms and plans that a customer submits are received by a staff person.
The Intake step might be handled by a person whose only role is to perform the Intake and ensure that the information and drawings required for review are received from customers. Once the person performs the Intake, the project/case to be reviewed is routed to the reviewers. To visualize this work flow, the project/case first flowed to the person doing the Intake who works on it and then it flowed to each of the reviewers in the review groups who again work on it.
Allowing an individual to manage his/her work plate
In other instances a workflow signifies work done by the same person at different points in time. In these cases the project flows from and to the same person, but the flow signifies a change in some way of the nature of work being performed. For example, in a small government agency, the Plan Reviewers themselves perform the Intake on a project/case and then proceed with the review of the plans submitted.
Differing levels of complexity
Workflows or Business Processes can vary in complexity across government agencies. Some simple workflows might just involve an application being received from the contractor for a Permit, for example. In these situations a staff person in your organization verifies that the contractor is qualified for the permit being requested and then decides to issue the permit. A more complex scenario could be similar to the one discussed before where a Review Process entails not just review of the plans submitted, but also involves permits issued at the end of the review, inspections performed at the construction site and certificates of compliance or occupancy being issued at the end. Thus, the notion of what the workflow/process is is up to how the government agency chooses to define it.
Differing amounts of automation
Finally, government agencies have the option of choosing how much automation they wish to have in their workflows. For example, a government agency having a Building construction plan review process could choose to define a workflow where they receive the physical application forms and plans from a customer in the Intake step. The person performing the intake could then choose to perform data entry in an Electronic Plan/Document Review, Permitting, Inspections & Licensing system which initiates the review process and routes the project/case to the appropriate teams for review. From there on out the process could be partially automated with copies of the physical plans being routed to the various review groups. While putting in place a partially automated solution is certainly feasible, increasingly government agencies are automating the entire review process. For example, extremely cost effective technology now exists for customers to submit all information and drawings for their projects/cases online. Once these digital plans are received, the Intake for them is performed online and digital copies are routed to various groups for review. Issuing of appropriate permit documents, tracking of inspection activity and issuance of appropriate certificates are all automated in the system.
What are the benefits of a workflow-based Land Management system?
Record Tracking
The system allows an easy way for users to see a timeline of all actions performed on the record. The system tells us who performed an action on the record, when the action was performed and also allows an easy way for users to access the information captured as part of each action.
Record Status
A workflow system allows users to answer the question – What is the status of a project/case, review, permit, inspection, certificate etc.? Allowing staff users to determine the status of records in a very easy and efficient manner allows them to provide better service to their customers. And if the customers choose to, they have access to real-time status of their projects/cases themselves.
Status Sensitive Actions
A workflow provides structure and support to users as they perform their day-to-day activities. The system has the intelligence to allow users to perform actions based on the current status of the record. For example, in a Building construction plan review workflow, agency users are allowed to review the plan only after Intake and the status of the project is “Review in Progress”. This provides structure and coordinates the activities of many users who are simultaneously working on a project. A record is only made available to a user when the record status allows an action to be performed by that user. For example, after Intake, that project record appears only in reviewers’ work plates since the review activity is now pending.
Definition and enforcement of Business Rules
While we saw in the previous section how only certain actions are allowed based on the status of a record, workflow systems allow this idea to be taken one step further and allow agency users and system administrators to setup rules which make possible certain actions to be performed based on the status of a set of objects in the workflow. For example, agency users could setup rules that specify that the Issuance of a Certificate of Compliance is only possible when the status of all “Inspections” in the workflow are either “Complete”, “Approved” or “Approved as Noted”. This again transfers the burden of coordinating the activities of numerous people involved in the workflow onto the Electronic Plan/Document Review, Permitting, Inspections & Licensing system. Thus, the person responsible for issuing the Certificate of Compliance cannot accidentally issue the certificate while any Inspection activity is still ongoing.
Triggers based on actions
In some instances, agency users might find the need to automatically perform additional activity based on the results of an action. For example, when damage occurs to a building due to fire, a Fire Damage Inspection might reveal that the damage to the structure is extensive and that the owners of the building must now apply for Building Permits to address the structural damage to the building. In this scenario, agency users could define a workflow which contains triggers that create additional Building, Electrical Permits, etc. when a Fire Damage Inspection is complete.
Concluding Thoughts
Electronic Plan/Document Review, Permitting, Inspections & Licensing systems allow government agencies to model their business processes and improve the effectiveness and efficiency of their day-to-day activities tremendously. Workflow systems with features that allow tracking, real-time status updates, business rules and action triggers allow jurisdictions to better serve their customers’ needs and also perform assessments on their service activities and service levels.
